Publicly offered investment products
Topic Last Updated
FAQs
Advertising Materials of Collective Investment Schemes Authorized under the Product Codes 16 Dec 2019
Application Procedures for Authorization of Unit Trusts and Mutual Funds under the Revamped Process 18 Dec 2020
Capital Investment Entrant Scheme 11 Sep 2017
Code on Unit Trusts and Mutual Funds 9 Sep 2021
Exchange Traded Funds and Listed Funds 16 Dec 2019
Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts 10 May 2021
Implementation and Transition Arrangements of the Code on Unit Trusts and Mutual Funds (Effective on 1 January 2019) 28 Feb 2020
Investment-Linked Assurance Schemes 1 Nov 2021
Leveraged and Inverse Products 28 Apr 2021
MPF products 12 Aug 2020
Mutual Recognition of Funds: France-Hong Kong 17 Dec 2018
Mutual Recognition of Funds: Luxembourg-Hong Kong 7 Oct 2020
Mutual Recognition of Funds: Mainland-Hong Kong 28 Apr 2021
Mutual Recognition of Funds: Netherlands-Hong Kong 7 Oct 2020
Mutual Recognition of Funds: Switzerland-Hong Kong 7 Oct 2020
Mutual Recognition of Funds: Thailand-Hong Kong
Hong Kong Feeder Fund Investing in Thai Master Fund
16 Jun 2021
Mutual Recognition of Funds: United Kingdom-Hong Kong 7 Oct 2020
"Offers of Investments" under the Securities and Futures Ordinance 17 Jun 2016
Open-ended Fund Companies 3 Feb 2021
Paper Gold Schemes 13 Aug 2020
Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds 30 Nov 2021
Pooled Retirement Funds 19 Nov 2021
Real Estate Investment Trusts 7 Sep 2021
Revamped Post Authorization Process of SFC-authorized Unit Trusts and Mutual Funds 7 Aug 2020
SFC Authorization of UCITS Funds 6 Feb 2020
Structured Investment Products under the Code on Unlisted Structured Investment Products 22 Oct 2021
Other materials
Guide on Practices and Procedures for Application for Authorization of Unit Trusts and Mutual Funds 16 Jun 2021
Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds 17 Aug 2021
Application of the Code on Unit Trusts and Mutual Funds on UCITS funds 6 Feb 2020
Sharing of some recent topical issues relating to SFC-authorized funds 15 Dec 2014
Presentation Materials on the Revamped Fund Authorization Process 13 Oct 2015
Presentation Materials on the Revamped Post Authorization Process 17 Jul 2017
Presentation Materials on the Launch of Enhanced Fund Data Reporting 12 Jul 2018
Presentation Materials on Open-ended Fund Companies 3 Aug 2021
Open-ended Fund Company: The corporate investment fund vehicle in Hong Kong (pamphlet) 26 Jul 2019
Presentation Materials on Hong Kong REITs regime 24 Jun 2021
Guidance to the ETF Industry 15 Dec 2020
Presentation Materials on Consultation Conclusions on Proposed Amendments to the Code on Unit Trusts and Mutual Funds 18 Jan 2019
Presentation Materials on ESG funds 19 Jul 2021
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