Legal and regulatory requirements
Legislation
- Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)
- Drug Trafficking (Recovery of Proceeds) Ordinance (Cap. 405)
- Organized and Serious Crimes Ordinance (Cap. 455)
- United Nations (Anti-Terrorism Measures) Ordinance (Cap. 575)
- United Nations Sanctions Ordinance (Cap. 537)
- Weapons of Mass Destruction (Control of Provision of Services) Ordinance (Cap. 526)
Guidelines on anti-money laundering and counter-financing of terrorism
- Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations and SFC-licensed Virtual Asset Service Providers)
- Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities of Licensed Corporations and SFC-licensed Virtual Asset Service Providers
Fining Guidelines
- SFC Disciplinary Fining Guidelines issued under section 23(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)
- SFC Disciplinary Fining Guidelines issued under section 53ZSS(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)
FAQs
Last update: 25 May 2023