Open-ended fund companies (OFCs) are subject to SFC registration. More information about OFCs is available here.
The list of registered OFCs is accessible via the List of Investment Products (for listed OFCs and unlisted OFCs). It contains information about OFCs that have been registered by the SFC under section 112D or 112ZJB of the Securities and Futures Ordinance (SFO).
Points to note
Please note that it may take time for information received from the applicant to be posted to the repository. You can contact the relevant distributor for the latest information and updates on an OFC. You may also contact us at enquiry@sfc.hk if you cannot find a certain product on the list.
Latest updates on the registration and the cancellation of registration of open-ended fund companies under the SFO:
- Open-ended fund companies registered under section 112D or 112ZJB of the SFO during November 2023
- Open-ended fund companies whose registrations were cancelled under sections 112ZH and 112ZI of the SFO during November 2023
For the list of exemptions or waivers granted to OFCs or their sub-funds in relation to the annual report requirements under rule 151 of the Securities and Futures (Open-ended Fund Companies) Rules (OFC Rules) and 9.6 of the Code on Open-ended Fund Companies (OFC Code), please click here.
Last update: 8 Dec 2023