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Publications and statistics

Through issuing topical publications and market statistics, we aim to keep the industry informed of the latest regulatory developments and compliance concerns.

Below are three publications resulting from our supervisory work. Just click the title of each publication to view the latest and past issues:

› Financial review of the securities industry

We conduct regular financial reviews of the Hong Kong securities industry. The objectives are to provide key statistical information on securities dealers and securities margin financiers and to give an overview of stock exchange participants' financial performance.

› Reports on findings of thematic inspection/review

We issue reports on findings of and regulatory concerns noted during thematic inspections of licensed corporations.

› Reports of the survey on hedge fund activities of SFC-licensed managers/advisers

We give updates on the hedge fund industry in Hong Kong.

› Other publications

Last update: 31 Mar 2020

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