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Enforcement

Persons/corporations subject to enforcement action
Quarter ended
30/09/2024
Quarter ended
30/06/2024
Quarter ended
31/03/2024
Quarter ended
31/12/2023
Prosecutions 39 50 49 47
Civil proceedings 212 203 205 207
Disciplinary proceedings 24 23 23 25
Market Misconduct Tribunal proceedings 35 37 36 15
Total 310 313 313 294

Note: 1. Ongoing enforcement proceedings may be accounted for and continue for more than one quarter. As a result, annual figures for these items are not the sums of figures of individual quarters but that of the number of persons subject to concluded proceedings during the year and the number of persons subject to ongoing proceedings at year-end.


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