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Enforcement

Investigations by nature
Quarter ended
30/06/2023
Quarter ended
31/03/2023
Quarter ended
31/12/2022
Quarter ended
30/09/2022
Corporate disclosure 41 42 43 43
Corporate misgovernance 85 85 93 93
Insider dealing 20 20 26 27
Intermediary misconduct 144 145 147 154
Market manipulation 89 87 84 78
Unlicensed activities 37 37 40 38
Total 416 416 433 433




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