Enforcement

Investigations by nature
Quarter ended
30/09/2022
Quarter ended
30/06/2022
Quarter ended
31/03/2022
Quarter ended
31/12/2021
Corporate disclosure 43 44 46 42
Corporate misgovernance 93 101 104 104
Insider dealing 27 34 37 39
Intermediary misconduct 154 162 166 169
Market manipulation 78 82 83 79
Unlicensed activities 38 38 37 37
Total 433 461 473 470




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