The mission of the Enforcement Division is to uphold the integrity of the Hong Kong markets by deterring unlawful or improper activities through effective surveillance and enforcement.
What we do:
- Discipline dishonest regulated intermediaries who are in breach of our rules
- Monitor the trading of Hong Kong's stock and derivative markets and inquire into irregularities
- Inspect books and records of listed companies if impropriety is suspected
- Cooperate with domestic and overseas law enforcement agencies and regulatory bodies in investigations where required
Last update: 15 Jan 2020