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The mission of the Enforcement Division is to uphold the integrity of the Hong Kong markets by deterring unlawful or improper activities through effective surveillance and enforcement.

What we do:

  • Discipline dishonest regulated intermediaries who are in breach of our rules
  • Monitor the trading of Hong Kong's stock and derivative markets and inquire into irregularities
  • Inspect books and records of listed companies if impropriety is suspected
  • Cooperate with domestic and overseas law enforcement agencies and regulatory bodies in investigations where required

Last update: 15 Jan 2020

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